+44(0) 20 8154 6031 info@merlys.uk

Regulation

Funds businesses are faced with regulatory change, exposure to risk and uncertainty.

Working with Merlys you’ll avoid slip-ups and maximise opportunities as we:

  • Explain and clarify how regulatory and legal changes affect your business and goals
  • Demonstrate clearly how they can be looked at strategically
  • Work with you to effectively and efficiently implement the changes

Some of the ways we can help:

  • specific funds and asset management advice
  • crisis management including responding to sudden regulatory changes arising from situations such as Covid19
  • specialist support for you and your team
  • tailor-made board and executive governance reports on regulatory change and legal developments
  • liaison and negotiation with regulatory bodies
  • full International registration service for funds, banks and financial firms
  • setting up regulated investment structures, obtaining regulatory approvals and on-going maintenance of regulatory strategy
  • audits of existing Regulatory and Compliance Procedures – testing fitness for purpose and identifying opportunities to enhance the business
  • advising on post-Brexit issues including selling cross-border into Europe and investment into the UK

Call us on +44 (0)20 7821 0191 or

Phone

+44 (0)20 7821 0191

Email

charles@merlys.uk

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