Backed by extensive in-depth commercial experience, our scope of service extends beyond that of a traditional lawyer or law firm… From sound and trusted Legal advice right through all the steps; from updating and repapering product documentation, repurposing existing products, product development and launches, to mergers, closures, liquidations and all things in between.
Click any section to learn more:
Regulatory Legal Advice
Regulatory Strategic Planning
Regulatory Implementation
Funds-Related Sustainable Finance


Backed by extensive in-depth commercial experience, our scope of service extends beyond that of a traditional lawyer or law firm… From sound and trusted Legal advice right through all the steps; from updating and repapering product documentation, repurposing existing products, product development and launches, to mergers, closures, liquidations and all things in between.
Click any section to learn more:
Regulatory Legal Advice
Regulatory Strategic Planning
Regulatory Implementation
Funds-Related Sustainable Finance

Regulatory Legal Advice
Businesses are faced with regulatory change, exposure to risk and uncertainty. One of our many roles is to explain and clarify how regulatory and legal changes affect our clients and how they do business. We help to identify how the law applies and to explain clearly how it impacts business activities.
We provide:
- Specific funds and asset management legal advice
- Crisis Management including responding to sudden regulatory changes arising from situations such as Covid19
- Specialist legal support for In-House Legal departments
- Tailor-made board and executive governance reports on regulatory change and legal developments
- Liaison and negotiation with regulatory bodies
- Full International registrations services for funds, banks and financial firms
- Setting up regulated investment structures, obtaining regulatory approvals and on-going maintenance of the regulatory strategy for the structure
- Audits of existing Regulatory and Compliance Procedures – testing fitness for purpose and identifying opportunities to enhance the business
- Advising on post-Brexit issues including selling cross-border into Europe (outward-bound firms)
Regulatory Legal Advice
Businesses are faced with regulatory change, exposure to risk and uncertainty. One of our many roles is to explain and clarify how regulatory and legal changes affect our clients and how they do business. We help to identify how the law applies and to explain clearly how it impacts business activities.
We provide:
- Specific funds and asset management legal advice
- Crisis Management including responding to sudden regulatory changes arising from situations such as Covid19
- Specialist legal support for In-House Legal departments
- Tailor-made board and executive governance reports on regulatory change and legal developments
- Liaison and negotiation with regulatory bodies
- Full International registrations services for funds, banks and financial firms
- Setting up regulated investment structures, obtaining regulatory approvals and on-going maintenance of the regulatory strategy for the structure
- Audits of existing Regulatory and Compliance Procedures – testing fitness for purpose and identifying opportunities to enhance the business
- Advising on post-Brexit issues including selling cross-border into Europe (outward-bound firms)
Regulatory Strategic Planning and Support
Businesses need strategic solutions to meet ever-evolving regulatory regimes in different jurisdictions. Backed by the extensive commercial experience behind us, we listen and work with you to find solutions for your current and future regulatory environments. We establish the best solutions for the regulations that affect your business, to enable you to work with your regulators – both in the spirit of compliance and in the event of enforcement.
We specialise in:
- Assisting businesses in identifying and defining their risk exposure and mitigation of risks
- Advice on the implications of current regulatory issues and legal matters
- On-going advice on the strategic implementation of solutions to the requirements of regulatory regimes in the UK, Northern Ireland, Europe, Asia and North America
- Legal and strategic advice in the event of Runs on Funds
- Lobbying and preparing responses to consultation papers

Regulatory Strategic Planning and Support
Businesses need strategic solutions to meet ever-evolving regulatory regimes in different jurisdictions. Backed by the extensive commercial experience behind us, we listen and work with you to find solutions for your current and future regulatory environments. We establish the best solutions for the regulations that affect your business, to enable you to work with your regulators – both in the spirit of compliance and in the event of enforcement.
We specialise in:
- Assisting businesses in identifying and defining their risk exposure and mitigation of risks
- Advice on the implications of current regulatory issues and legal matters
- On-going advice on the strategic implementation of solutions to the requirements of regulatory regimes in the UK, Northern Ireland, Europe, Asia and North America
- Legal and strategic advice in the event of Runs on Funds
- Lobbying and preparing responses to consultation papers

Regulatory Implementation
Regulation is constantly evolving. We assist you in responding to the changes that affect you and advise you on your options and the most effective way to respond and to adopt changes now and in the future. We help you to roll out the agreed change.
Examples of how we can help:
- Supporting executives to cascade strategic plans designed to meet regulatory developments
- Funds migration between jurisdictions
- Developing communication programmes
- Working with control and operational teams to review their processes and to design streamlined end-to -end frameworks to mitigate conflicts of interest and fiduciary and reputational risks
- Drafting and negotiating insourcing and outsourcing contracts
- Setting up, restructuring and winding up funds
- Education and Training
- Developing new Regulatory and Compliance Procedures
- Advising businesses from Europe, the Republic of Ireland and Asia on establishing regulated businesses in the UK and the regulatory regime governing them
- Repapering and document updating
Regulatory Implementation
Regulation is constantly evolving. We assist you in responding to the changes that affect you and advise you on your options and the most effective way to respond and to adopt changes now and in the future. We help you to roll out the agreed change.
Examples of how we can help:
- Supporting executives to cascade strategic plans designed to meet regulatory developments
- Funds migration between jurisdictions
- Developing communication programmes
- Working with control and operational teams to review their processes and to design streamlined end-to -end frameworks to mitigate conflicts of interest and fiduciary and reputational risks
- Drafting and negotiating insourcing and outsourcing contracts
- Setting up, restructuring and winding up funds
- Education and Training
- Developing new Regulatory and Compliance Procedures
- Advising businesses from Europe, the Republic of Ireland and Asia on establishing regulated businesses in the UK and the regulatory regime governing them
- Repapering and document updating
Sustainable Finance
Increasingly important in the funds industry, sustainable finance is high on our agenda.
We advise our clients on the legal aspects of developing, maintaining and evolving all aspects of funds-related Sustainable Finance.
We also offer training and mentoring in this rapidly evolving field.

Sustainable Finance
Increasingly important in the funds industry, sustainable finance is high on our agenda.
We advise our clients on the legal aspects of developing, maintaining and evolving all aspects of funds-related Sustainable Finance.
We also offer training and mentoring in this rapidly evolving field.