by Merlys | Apr 12, 2021 | News and Views
The UK-EU Memorandum of Understanding (MOU) What is the MOU? On 26 March 2021 the technical negotiations concluded on the MOU for financial services between the UK and the EU. While the MOU is still subject to political approval and the final text not yet public,...
by Merlys | Apr 7, 2021 | News and Views
What are your MiFID II product governance controls like? March 2021 – by André Wint, a Consultant at Merlys Who should read this and why is this important? Readers: product managers, lawyers and compliance teams: Reason: to avoid the possibility of...
by Merlys | Mar 18, 2021 | News and Views
FinTech regulation tapestry… March 2021 As those of us in the financial services sector know, today FinTech is at the heart of much of what we do. This may be in how we onboard clients, the use of blockchain processes, to artificial intelligence used...
by Merlys | Mar 10, 2021 | News and Views
WThe purpose of this article is to point out that there’s help at hand. SFDR is here! What now? 10 March 2021 – updated 15 March 2021 Yes indeed it came into play 10th March …And if you need to get to grips with the requirements as well as...
by Merlys | Feb 21, 2021 | News and Views
Are you sure SFDR doesn’t apply to you? Update note: Since this article was published in February, we published another on 10th March – the day SFDR came into play – you may wish to read it here: SFDR is here – Now What? By contrast,...
